inSecurities
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inSecurities
PLI’s in-depth podcast examining changes to securities rules, regulations, and cases from a practitioner’s perspective in both law and accounting.
Neueste Episoden
139 Episoden
Coming Full Circle – Five Years of inSecurities Comes to a Close
After five years and 138 episodes, Chris, Kurt, and PLI have decided to wind down the inSecurities podcast.
On behalf of all of us on the inSec...
No looking back? What to expect in the next administration
We are fielding many questions about what regulatory and enforcement priorities will emerge in the next administration. On this episode of the inSecur...
A Director’s Take on the Annual Enforcement Results
Former SEC Director of Enforcement Gurbir Grewal joins the inSecurities podcast to discuss the Division of Enforcement’s Annual Results for Fiscal Yea...
Securities Enforcement Forum 2024
Chris and Kurt returned to Securities Docket's Securities Enforcement Forum to catch up on the latest developments and trends in the SEC enforcement s...
Upsetting Precedent: Adam Liptak on Administrative Agencies Law and SCOTUS
Adam Liptak, Supreme Court Reporter for the New York Times, joins the inSecurities Podcast to talk about recent SCOTUS decisions that impact the U.S....
Positively Ponzi With Kathy Phelps
We revisit a favorite topic here on the inSecurities podcast — Ponzi schemes — but with a practicing attorney and author who literally wrote the book...
SECI Quarterly Update With George Wilson
On this episode of the inSecurities podcast, Chris and Kurt visit again with George Wilson, Director of PLI’s SEC Institute, to discuss highlights fro...
SEC’s Brat Summer – Current Events with Sandra Hanna
With Kurt absent this week, Chris discusses current developments at the SEC with Sandra Hanna, who leads the securities enforcement practice at Stepto...
Quality Audits Protect People: A Conversation With PCAOB Chair Erica Williams
Chris and Kurt sit down with Erica Williams, Chair of the Public Company Accounting Oversight Board (PCAOB). Chair Williams talks about her journey to...
Special Crossover Episode With Pursuing Justice: Aiding Underserved Investors
In this special crossover episode with PLI’s Pursuing Justice podcast, hear about how pro bono clinics can help vulnerable investors protect their har...
PLI’s “The SEC at 90” Program
On this episode of the inSecurities podcast, Chris and Kurt sit down with Cliff Kirsch, a partner at Eversheds Sutherland and Chair of the PLI program...
Supreme Swipes at the SEC
On this episode of the inSecurities podcast, Chris and Kurt discuss recent U.S. Supreme Court decisions that will have profound impacts for the SEC an...
The Need for Arbitration Clinics
This episode of the inSecurities podcast features a roundtable with pro bono experts who discuss the need for law school clinics that represent retail...
Gary Gensler: Leaning into Protecting the American Public
SEC Chair Gary Gensler joins the inSecurities podcast to talk about how he and the Commission engage with the public, his efforts to build trust in th...
Educate and Activate: Successful Corporate Affairs Strategies
Erik Hotmire, Co-Founder of the consulting firm Watermark Strategies, joins the inSecurities podcast to discuss key characteristics of successful corp...
The Short Seller Enrichment Commission: Alex Platt Discusses His Latest SEC Whistleblower Research
Alex Platt, an Associate Professor at the University of Kansas School of Law, joins the inSecurities podcast to discuss his latest research paper, whi...
Ninety Years of Financial Regulation: Taming the Street With Diana Henriques
Award-winning journalist Diana Henriques has spent her career covering financial markets, white collar crime, and market regulation. She joins Kurt an...
Casting a Long Shadow: Assessing the Panuwat Insider Trading Case
In April 2024, the SEC prevailed on insider trading charges against Matthew Panuwat, relying for the first time on a theory known as “shadow trading.”...
Arbitrary Materiality Standards and “Walking the SPAC Plank”
George Wilson, Director of PLI’s SEC Institute (SECI), joins the inSecurities podcast — for a record ninth time! — to discuss highlights from the rece...
Bonus Episode: Speaking, Literally, from SEC Speaks in 2024
Check out this recap of PLI’s program, the SEC Speaks in 2024, which Chris attended in-person in Washington DC. He provides his thoughts on the topics...
Won’t Get Fooled Again: Kelly Richmond-Pope Talks Fraud Cases
Dr. Kelly Richmond-Pope has been a thought leader in the forensic accounting space for more than a decade. She joins Chris to discuss her accounting o...
Investing in Public Blockchains
Matt Walsh, Founding Partner of Castle Island Ventures, a venture capital firm focused exclusively on public blockchains, joins the inSecurities podca...
The Commodities Enforcement Landscape: Spoofing, Manipulation and More
On this episode of the inSecurities podcast, Chris and Kurt tackle commodities enforcement. Jamie McDonald, a Partner at Sullivan & Cromwell and a for...
Bonus Episode: Boxes and Lines | IEX Exchange
Check out our inSecurities hosts Chris Ekimoff and Kurt Wolfe as guests on this special episode of Boxes and Lines from IEX Exchange.
Betterment’s View of the Regulatory Landscape
Josh Rubin, Vice President of Legal at Betterment, joins the inSecurities podcast to discuss Betterment’s view of the regulatory landscape. Josh expla...
The Cost of Regulation: Setting the SEC’s Budget
Anne Kelley joins the inSecurities Podcast to unpack the federal agency appropriations process. Anne is a Partner at the legislative consulting firm,...
Capital Ideas With Martha Legg Miller
On this episode of the inSecurities podcast, Chris and Kurt chat with Martha Legg Miller, the Vice President of Public Policy and Regulatory Strategy...
2024: A Cardinal Year for Crypto
Perianne Boring, the Founder and CEO of the Chamber of Digital Commerce, joins the inSecurities Podcast to explain why 2024 will be “the year crypto g...
The SEC’s Approach to Rulemaking and Predictive Data Analytics
Brett Redfearn, a former Director of the SEC’s Division of Trading and Markets and the Founder and CEO of Panorama Financial Markets Advisory, joins t...
Zeke Faux on Number Go Up
On this episode of the inSecurities Podcast, Chris sits down with investigative reporter Zeke Faux to talk about his book Number Go Up: Inside Crypto’...
An Expert Panel Assesses the SEC’s Annual Enforcement Report
Quinn Emanuel partners Michael Liftik, Sarah Heaton Concannon, and Dabney O’Riordan join this special episode of the inSecurities Podcast to unpack th...
An SEC Insider on Insider Trading and Broken Windows
Vinson & Elkins partner Rebecca Fike joins the inSecurities podcast to talk about insider trading, the SEC’s use of artificial intelligence and data a...
A Busy Day at the Securities Enforcement Forum
Miller & Chevalier Partner Sandra Hanna returns to the inSecurities podcast to discuss key takeaways from the Securities Enforcement Forum 2023. Sandr...
Commissioner Pham on Crypto Regulation
After their discussion on CFTC enforcement, Kurt and CFTC Commissioner Caroline D. Pham discussed the current state of crypto regulation in the United...
CFTC Commissioner Pham on Policing the Largest Markets in the World
Commissioner Caroline D. Pham of the Commodity Futures Trading Commission joins Kurt on the inSecurities podcast to talk about the CFTC’s regulatory m...
Lay Down SALY
They’ve been waiting all year long just to talk to George. On this episode of the inSecurities podcast, Chris and Kurt sit down again with SEC Institu...
Commissioner Uyeda on “the Perils of Regulation by Theory and Hypothesis”
On this episode of the inSecurities podcast, Chris and Kurt chat with SEC Commissioner Mark T. Uyeda about the state of the U.S. capital markets, Comm...
Addressing the “Netflix Problem” in Securities Regulation
In July 2023, the SEC proposed new rules that would require broker-dealers and investment advisers to address conflicts of interest that could arise f...
How much in disgorgement!?
J.W. Verret, an Associate Professor of Law at the George Mason University Antonin Scalia Law School and a long-time friend of the inSecurities podcast...
The Dangers of Regulation by Enforcement
Nick Morgan, a Partner at Paul Hastings and Founder of the Investor Choice Advocates Network (ICAN), joins the inSecurities podcast to discuss the dan...